In this Policy when we refer to RWC LLP or “we”/“us”/“our” we mean River Wey Capital LLP. Our registered office is at 43 Berkeley Square, London, W1J 5AP, United Kingdom. We are an appointed representative of Thornbridge Investment Management LLP which is authorised and regulated in the UK by the Financial Conduct Authority (www.fca.org.uk).
We may revise this Policy at any time by updating this page. You should check this page from time to time to ensure you are happy with any changes.
Products and Services
The information contained herein is current at the date of publication, but is subject to change without notice. RWC LLP has expressed its own views and opinions on this website, and these may change without notice. This website is not directed at you if RWC LLP is prohibited by any law of any jurisdiction from making the information on this site available to you and is not intended for any use that would be contrary to local law or regulation.
None of the information contained on this website is intended to constitute any offer to sell or an invitation or solicitation of an offer to buy any product or service by RWC LLP and must not be relied upon in connection with any investment decision.
Products or services mentioned on this site are subject to legal and regulatory requirements in applicable jurisdictions and may not be available in all jurisdictions.
Accordingly, persons are required to inform themselves of and observe any such restrictions. Nothing in this website should be construed as investment, tax, legal or other advice.
Past performance is not necessarily a guide to future performance. The value of investments and the income of any financial instruments mentioned in the website may fall as well as rise, and investors may get back less than the amount originally invested.
The investment products and services described in the website may have tax consequences. Any tax reliefs referred to are those currently available and their value depends on the circumstances of the investor. You acknowledge that levels and bases of taxation may change, and that RWC LLP does not provide tax advice.
The information that we collect and where we get it from
“Personal information” is any information that can be used to identify you or that we can link to you and which we have in our possession or control. Examples of such information include your name, email address and telephone number.
We will collect and process the following personal information about you:
Information that you provide to us
We will process personal information that you give to us including when you email us or contact us through various channels as follows:
- In connection with fundraising services: If you are a fund manager (or other fundraising/advisory) client of RWC LLP, you may provide us with personal information when you became, or in connection with becoming or continuing to be a client of RWC LLP. If you are a potential investor, you may provide us with personal information in connection with receiving information about our fundraisings.
- Recruitment application: if you apply for a role with us you may provide us with personal information including your CV, contact details and other details set out in your application.
Information we collect about you
We will also collect information about when you use our services or when we otherwise interact or correspond with you. We use various technologies to collect and store information when you visit our website. We may, for example, collect information about the type of device you use to access the website, your IP address and your geographic location, the operating system and version, your browser type, the content you view and features you access on our website, the web pages and the search terms you enter on our website.
IP addresses and Cookies
We may collect information about your computer, including where available your IP address, operating system and browser type, for system administration. This is statistical data about our users’ browsing actions and patterns, and does not identify any individual.
For the same reason, we may obtain information about your general internet usage by using a cookie file which is stored on the hard drive of your computer. Cookies contain information that is transferred to your computer’s hard drive. They help us to improve our site and to deliver a better and more personalised service. They enable us:
- To estimate our audience size and usage pattern.
- To store information about your preferences, and so allow us to customise our site according to your individual interests.
- To recognise you when you return to our site.
How we use the information we collect
We may do the following with your personal information:
- Use it to provide fundraising and advisory services to our clients.
- Use it to engage in marketing and business development activity in relation to our fundraising and other services.
- Where you have applied for a position with us, to review and process your job application.
- To comply with legal and regulatory obligations that we have to discharge.
- Record and monitor your use of our website or our other online services for our business purposes which may include analysis of usage, measurement of site performance and generation of reports.
- Use it for our legitimate business interests, such as undertaking business research and analysis, managing the operation of our website and our business.
- Use it to look into any complaints or queries you may have.
- Also, we may collate, process and share any statistics based on an aggregation of information held by us provided that any individual is not identified from the resulting analysis and the collation, processing and dissemination of such information is permitted by law.
Grounds for using your personal information
We rely on the following legal grounds to process your personal information, namely:
- Consent – we may (but usually do not) need your consent to use your personal information. You can withdraw your consent by contacting us (see below).
- Performance of a contract – we may need to collect and use your personal information to enter into a contract with you or to perform our obligations under a contract with you.
- Legitimate interest – we may use your personal information for our legitimate interests.
- Compliance with law or regulation – we may use your personal information as necessary to comply with applicable law/regulation.
Keeping your information and information security
How long we hold your personal information for will vary and will depend principally on:
- The purpose for which we are using your personal information – we will need to keep the information for as long as is necessary for the relevant purpose.
- Legal obligations – laws or regulation may set a minimum period for which we have to keep your personal information.
- We will ensure that the personal information we hold is subject to appropriate security measures.
- Your choices and rights
You have a number of legal rights in relation to the personal information that we hold about you and you can exercise your rights by contacting us using the details set out below.
These rights include:
- Obtaining information regarding the processing of your personal information and access to the personal information which we hold about you.
- Please note that there may be circumstances in which we are entitled to refuse requests for access to copies of personal information.
- Requesting that we correct your personal information if it is inaccurate or incomplete.
- Requesting that we erase your personal information in certain circumstances. Please note that there may be circumstances where you ask us to erase your personal information but we are legally entitled to retain it.
- Objecting to and requesting that we restrict our processing of your personal information in certain circumstances. Again, there may be circumstances where you object to, or ask us to restrict our processing of your personal information but we are legally entitled to refuse that request.
- Withdrawing your consent, although in certain circumstances it may be lawful for us to continue processing without your consent if we have another legitimate reason (other than consent) for doing so.
- Lodging a complaint with the relevant data protection authority, if you think that any of your rights have been infringed by us.
- We can, on request, tell you which data protection authority is relevant to the processing of your personal information.
It is the responsibility of the individual user to consider his or her legal and regulatory position in the relevant jurisdiction, the risks associated with trading such products and to ensure that the use of the content and the subsequent making of any investment does not contravene any such restrictions or applicable laws and regulations of any jurisdiction. Please seek the advice of professionals, as appropriate, regarding the evaluation of any specific security, index, report, opinion, advice or other content. This does not exclude or restrict any duty or liability that RWC LLP has to its clients under the Financial Services and Markets Act 2000 (as amended from time to time) or any other regulatory system under the laws of applicable jurisdictions.
RWC LLP, its subsidiaries, associated entities, partners, employees, representatives or suppliers will not be liable, on any grounds whatsoever, contractually or not, for any direct or indirect damage that may arise as the result of it being possible or impossible to gain access to this site, the accessing, visiting or use of this site and/or the information provided, the sending, or receiving of information via this site and/or the operation or non-operation of this site, except in the event of intentional or serious blame on its part. The information contained on this site, including any third party data is published in good faith and RWC LLP believes that the information is accurate at the time of publication but no representation or warranty, express or implied, is made by RWC LLP as to its accuracy or completeness and it should not be relied on as such.
RWC LLP shall therefore have no liability, save for any liability that RWC LLP may have under the UK Financial Services and Markets Act 2000, for any loss or damage arising out of the use or reliance on the information provided including without limitation, any loss of profit or any other damage, direct or consequential. Nor will RWC LLP, its subsidiaries, associated entities, partners, employees, representatives or suppliers be, under any circumstances, liable for any corruption of data that may occur as the result of technical problems (e.g. transmission errors, technical failures, breakdowns, intervention of third parties, etc.) and/or for any damage or loss relating to software or hardware that is the result of any virus, defect or malfunction in relation to access or use of the site.
RWC LLP is directed at persons who fall within the definition of ‘professional clients’ or ‘eligible counterparties’ as defined in the rules of the Financial Conduct Authority (“FCA”) of the United Kingdom
I certify that I am not a US person. RWC LLP is not registered as an investment advisor with the SEC and therefore this document is neither directed at nor intended for US investors.